An unwavering commitment to compliance
Compliance: A Pillar of Revau’s Governance and Operations
Compliance and ethics are embedded in every aspect of our operations. They go beyond regulatory requirements — they are core values and guiding principles that shape our governance, inform our operational decisions, and underpin the trust we build with partners, clients, and stakeholders.
Our governance framework enables us to anticipate regulatory changes, maintain full compliance across all Canadian jurisdictions, and uphold the highest standards of integrity. We operate with a dedicated compliance and governance department, ensuring independent oversight and alignment with evolving regulations. Through continuous regulatory monitoring, we proactively update our practices to meet both market and legal expectations.
Our internal policies are designed to promote transparency, accountability, and operational resilience. These include:
Prevention of financial crimes and compliance with international sanctions.
Data protection and strict adherence to privacy regulations.
Conflict of interest.
A fair and efficient complaint-handling process.
Business continuity planning and regular internal controls to safeguard long-term sustainability.
As a member of the Canadian Association of Managing General Agents (CAMGA), Revau adheres to its Code of Conduct, which outlines clear commitments regarding licensing, insurance coverage, fund management, transparency with brokers, and breach reporting.
To support these commitments, our compliance and governance department, backed by an experienced legal team, develops and implements policies, procedures, and programs across the organization. At Revau, compliance with laws, regulations, standards, and core values is a responsibility shared by all.